Risk Governance, Compliance, And Regulatory Frameworks Training Course

Introduction

The financial industry operates within a complex web of regulations and frameworks designed to ensure stability and protect stakeholders. This Risk Governance, Compliance, and Regulatory Frameworks Training Course provides a comprehensive understanding of the key elements that govern financial institutions, with a focus on Basel III/IV, IFRS 9, and regulatory reporting. Participants will gain insights into how these frameworks shape risk management practices, compliance obligations, and reporting requirements. This course equips professionals with the knowledge to navigate the regulatory landscape, implement effective governance structures, and ensure adherence to global standards. Our financial regulation training offers the expertise needed to maintain integrity and operational resilience.

This Risk Governance, Compliance, and Regulatory Frameworks training course delves into the intricacies of Basel III/IV reforms, the accounting standards of IFRS 9, and the obligations of regulatory reporting, highlighting their impact on risk management and compliance. Participants will explore how these frameworks enhance capital adequacy, improve financial reporting, and promote transparency. The course will also cover the practical aspects of implementing these regulations, including data management, internal controls, and reporting processes. You'll develop the skills to assess the implications of these frameworks for your organization and contribute to a robust governance and compliance culture.

Target Audience:

• Compliance Officers
• Risk Managers
• Financial Controllers
• Internal Auditors
• Legal Professionals
• Regulatory Reporting Specialists
• Senior Management

Course Objectives:

• Understand risk governance.
• Implement Basel III/IV.
• Apply IFRS 9
• Manage regulatory reporting.
• Ensure regulatory compliance.
• Develop compliance frameworks.
• Enhance internal controls.
• Promote ethical standards.

Duration

5 Days

Course content

Module 1: Foundations of Risk Governance

• Understanding risk governance.
• Defining risk governance and its components.
• Exploring the roles and responsibilities of the board, management, and risk committees.
• Establishing effective risk management frameworks.
• Understanding the importance of a strong risk culture.

Module 2: Basel III/IV Implementation

• Implementing Basel III/IV.
• Understanding the Basel III/IV
• Analyzing capital adequacy requirements.
• Applying liquidity risk management standards (LCR, NSFR).
• Assessing the impact on bank operations and profitability.

Module 3: IFRS 9 Standards

• Applying IFRS 9
• Understanding the IFRS 9 accounting standard.
• Classifying financial instruments.
• Measuring expected credit losses (ECL).
• Assessing the impact on financial statements.

Module 4: Regulatory Reporting

• Managing regulatory reporting.
• Understanding regulatory reporting requirements.
• Preparing accurate and timely reports.
• Submitting reports to regulatory authorities.
• Ensuring data quality and integrity.

Module 5: Ensuring Regulatory Compliance

• Ensuring regulatory compliance.
• Understanding the regulatory landscape.
• Identifying key regulations and guidelines.
• Monitoring compliance with laws and regulations.
• Addressing regulatory expectations and examinations.

Module 6: Developing Compliance Frameworks

• Developing compliance frameworks.
• Designing and implementing compliance programs.
• Conducting risk assessments.
• Establishing policies and procedures.
• Managing conflicts of interest.

Module 7: Enhancing Internal Controls

• Enhancing internal controls.
• Understanding the importance of internal controls.
• Evaluating the effectiveness of internal controls.
• Identifying control weaknesses and gaps.
• Implementing corrective actions.

Module 8: Promoting Ethical Standards

• Promoting ethical standards.
• Understanding the importance of ethical conduct.
• Establishing a code of ethics.
• Providing ethics training.
• Fostering a culture of integrity and accountability.

Training Approach

This course will be delivered by our skilled trainers who have vast knowledge and experience as expert professionals in the fields. The course is taught in English and through a mix of theory, practical activities, group discussion and case studies. Course manuals and additional training materials will be provided to the participants upon completion of the training.

Tailor-Made Course

This course can also be tailor-made to meet organization requirement. For further inquiries, please contact us on: Email: info@skillsforafrica.org, training@skillsforafrica.org  Tel: +254 702 249 449

Training Venue

The training will be held at our Skills for Africa Training Institute Training Centre. We also offer training for a group at requested location all over the world. The course fee covers the course tuition, training materials, two break refreshments, and buffet lunch.

Visa application, travel expenses, airport transfers, dinners, accommodation, insurance, and other personal expenses are catered by the participant

Certification

Participants will be issued with Skills for Africa Training Institute certificate upon completion of this course.

Airport Pickup and Accommodation

Airport pickup and accommodation is arranged upon request. For booking contact our Training Coordinator through Email: info@skillsforafrica.org, training@skillsforafrica.org  Tel: +254 702 249 449

Terms of Payment: Unless otherwise agreed between the two parties’ payment of the course fee should be done 7 working days before commencement of the training.