Introduction

In today's globalized economy, ensuring the integrity and ethical conduct of your supply chain is paramount. Beyond simple transactional relationships, organizations are increasingly held accountable for the social, environmental, and ethical practices of their entire network, making robust supply chain due diligence and rigorous compliance auditing indispensable. This essential training course focuses on Supply Chain Due Diligence and Compliance Auditing, equipping professionals with the critical knowledge and practical methodologies to proactively identify, assess, and mitigate risks across their complex supply chains, ensuring adherence to international standards, regulatory requirements, and internal ethical guidelines. You will learn to establish transparent and accountable supply chain processes, safeguarding brand reputation, minimizing legal exposure, and fostering sustainable, responsible sourcing practices.

Target Audience

• Supply Chain Managers & Professionals
• Procurement & Sourcing Specialists
• Compliance Officers
• Internal & External Auditors
• Risk Managers
• ESG (Environmental, Social, Governance) Professionals
• Legal Counsel (Supply Chain Focus)
• Corporate Social Responsibility (CSR) Managers

Course Objectives

• Understand the concepts of supply chain due diligence and its importance in modern business.
• Learn about international and national compliance frameworks relevant to supply chains (e.g., human rights, environmental, anti-corruption).
• Master methodologies for conducting risk assessments across complex supply chains.
• Develop skills in performing effective compliance audits of suppliers and partners.
• Understand the role of data and technology in enhancing supply chain visibility and traceability.
• Learn about key issues such as forced labor, environmental impact, and ethical sourcing.
• Explore best practices for developing and implementing a supplier code of conduct.
• Master techniques for engaging with suppliers and driving continuous improvement in compliance.
• Understand the importance of grievance mechanisms and remediation processes.
• Learn about reporting and communication strategies for supply chain compliance
• Apply practical due diligence and auditing strategies to real-world supply chain scenarios.

Duration

5 Days

Course Content

Module 1: Foundations of Supply Chain Due Diligence

• Defining supply chain due diligence and its ethical, legal, and reputational drivers.
• Exploring international guidelines (e.g., UN Guiding Principles, OECD Due Diligence Guidance) for responsible business conduct.
• Understanding the scope: from direct suppliers to sub-tier partners.
• Overview of common supply chain risks (e.g., human rights, environmental, corruption).
• The business case for robust due diligence.

Module 2: Legal & Regulatory Compliance in Supply Chains

• Learning about key global regulations impacting supply chain compliance (e.g., modern slavery acts, deforestation laws).
• Understanding anti-bribery and corruption (ABC) laws in the supply chain context.
• Navigating product safety, quality, and labeling regulations.
• Compliance with trade sanctions and export controls.
• The legal implications of non-compliance in supply chains.

Module 3: Supply Chain Risk Assessment & Mapping

• Methodologies for conducting comprehensive risk assessments across the supply chain.
• Techniques for mapping supply chains to identify critical nodes and high-risk areas.
• Prioritizing risks based on severity, likelihood, and organizational exposure.
• Utilizing risk assessment tools and software.
• Integrating risk assessment into sourcing and procurement decisions.

Module 4: Supplier Compliance Auditing Methodologies

• Mastering techniques for planning and executing supplier compliance audits.
• Developing effective audit checklists and protocols for various risk areas.
• Conducting on-site and remote supplier assessments.
• Gathering and analyzing audit evidence, including documentation and interviews.
• Best practices for communicating audit findings and recommendations.

Module 5: Ethical Sourcing and Human Rights

• Understanding key issues in ethical sourcing, including child labor, forced labor, and fair wages.
• Implementing human rights due diligence in supply chains.
• Assessing labor practices and working conditions at supplier sites.
• The role of social audits and certifications.
• Developing strategies for respecting and protecting human rights.

Module 6: Environmental & Sustainability Compliance

• Exploring environmental risks in supply chains (e.g., pollution, resource depletion, deforestation).
• Understanding sustainability standards and certifications.
• Auditing environmental management systems at supplier facilities.
• Strategies for promoting circular economy principles and waste reduction.
• Measuring and reporting on environmental performance.

Module 7: Continuous Monitoring, Remediation & Reporting

• Implementing systems for continuous monitoring of supplier performance and compliance.
• Developing effective remediation plans for identified non-compliance issues.
• Establishing robust grievance mechanisms for workers and stakeholders.
• Strategies for transparently reporting on supply chain due diligence activities.
• Building a culture of continuous improvement in supply chain compliance.

Training Approach

This course will be delivered by our skilled trainers who have vast knowledge and experience as expert professionals in the fields. The course is taught in English and through a mix of theory, practical activities, group discussion and case studies. Course manuals and additional training materials will be provided to the participants upon completion of the training.

Tailor-Made Course

This course can also be tailor-made to meet organization requirement. For further inquiries, please contact us on: Email: info@skillsforafrica.org, training@skillsforafrica.org  Tel: +254 702 249 449

Training Venue

The training will be held at our Skills for Africa Training Institute Training Centre. We also offer training for a group at requested location all over the world. The course fee covers the course tuition, training materials, two break refreshments, and buffet lunch.

Visa application, travel expenses, airport transfers, dinners, accommodation, insurance, and other personal expenses are catered by the participant

Certification

Participants will be issued with Skills for Africa Training Institute certificate upon completion of this course.

Airport Pickup and Accommodation

Airport pickup and accommodation is arranged upon request. For booking contact our Training Coordinator through Email: info@skillsforafrica.org, training@skillsforafrica.org  Tel: +254 702 249 449

Terms of Payment: Unless otherwise agreed between the two parties’ payment of the course fee should be done 10 working days before commencement of the training.