The digital transformation of finance requires a parallel evolution in regulatory and supervisory capabilities. This training course is designed to equip central bankers, regulators, and supervisors with the knowledge and tools to leverage Supervisory Technology (SupTech) and embrace regulatory innovation. We will explore how technologies such as artificial intelligence, machine learning, and big data analytics can enhance the efficiency and effectiveness of financial oversight, enabling a more proactive and data-driven approach to managing systemic risk. This program is an essential guide for professionals committed to modernizing their institution’s supervisory framework for the digital age.

This intensive five-day program delves into the strategic and practical aspects of implementing SupTech solutions and fostering a culture of regulatory innovation. Participants will gain a deep understanding of how to use technology to automate compliance, improve market surveillance, and conduct more granular risk assessments. Through a combination of global case studies and practical exercises, attendees will develop the skills to design and implement innovation-friendly policies, such as regulatory sandboxes and tech sprints. By the end of this course, you will be prepared to lead the charge in building a more agile, resilient, and technologically advanced supervisory function.

Duration: 5 days

Target Audience:

• Financial regulators and supervisors
• Central bank policy and research staff
• Information technology and data experts
• Compliance officers and risk managers
• FinTech entrepreneurs and innovators
• Legal and governance professionals
• Internal auditors in financial institutions
• Academics and students of regulatory policy
• Government officials in finance ministries
• International financial institution staff

Objectives:

• Understand the core concepts of SupTech and its applications
• Analyze the role of big data, AI, and machine learning in supervision
• Formulate strategies for implementing SupTech solutions
• Evaluate the benefits and challenges of regulatory sandboxes and innovation hubs
• Interpret the legal and governance implications of new supervisory technologies
• Assess the impact of SupTech on market surveillance and enforcement
• Develop a roadmap for institutional modernization and digital transformation
• Examine case studies of successful SupTech implementations
• Apply data-driven insights to enhance supervisory effectiveness

Course Modules: Module 1: The Foundation of SupTech

• Defining SupTech and its key drivers
• The distinction between RegTech and SupTech
• The role of technology in enhancing supervisory effectiveness
• The SupTech value chain: data collection, analysis, and reporting
• The benefits of a data-driven supervisory approach

Module 2: Data Analytics & Big Data

• The types of data used in modern supervision
• Leveraging big data for real-time market surveillance
• The use of data analytics for risk identification
• The challenges of data quality and governance
• Data security and privacy in SupTech

Module 3: Artificial Intelligence & Machine Learning

• The application of AI and ML in supervisory tasks
• Using natural language processing (NLP) for regulatory analysis
• The role of machine learning in fraud detection and market abuse
• The use of predictive analytics for early warning systems
• The ethical considerations of using AI in supervision

Module 4: Regulatory Innovation & Policy Sandboxes

• The rationale and objectives of regulatory innovation
• Designing and implementing a regulatory sandbox
• The role of innovation hubs and tech sprints
• Policy trade-offs between innovation and stability
• Case studies in global regulatory sandboxes

Module 5: SupTech Implementation & Strategy

• Developing a SupTech strategy for a supervisory authority
• Key considerations for technology procurement
• The importance of a phased implementation approach
• Managing internal skills and talent for a SupTech function
• Measuring the return on investment of SupTech projects

Module 6: SupTech for Risk-Based Supervision

• Using SupTech to enhance risk-based supervision
• Automated risk assessments and scoring
• The use of technology in on-site and off-site supervision
• Monitoring compliance with regulatory requirements
• The impact of SupTech on supervisory efficiency

Module 7: Cybersecurity & Digital Resilience

• The role of SupTech in cybersecurity supervision
• Using technology to assess cyber risk in financial institutions
• The supervision of digital assets and decentralized finance (DeFi)
• The importance of a resilient technology infrastructure
• Cross-border cooperation on cyber threats

Module 8: Governance & Legal Frameworks

• The legal basis for using SupTech tools
• The role of governance in technology adoption
• The challenges of data ownership and sharing
• Ensuring transparency and accountability
• The future of regulatory frameworks in a digital world

Module 9: The Future of SupTech

• Emerging technologies and their potential applications
• The role of international cooperation in SupTech
• The challenges of global standards and interoperability
• The long-term impact on financial stability and regulation
• A strategic vision for the next decade of supervisory technology

Training Approach

This course will be delivered by our skilled trainers who have vast knowledge and experience as expert professionals in the fields. The course is taught in English and through a mix of theory, practical activities, group discussion and case studies. Course manuals and additional training materials will be provided to the participants upon completion of the training.

Tailor-Made Course

This course can also be tailor-made to meet organization requirement. For further inquiries, please contact us on: Email: info@skillsforafrica.org, training@skillsforafrica.org Tel: +254 702 249 449

Training Venue

The training will be held at our Skills for Africa Training Institute Training Centre. We also offer training for a group at requested location all over the world. The course fee covers the course tuition, training materials, two break refreshments, and buffet lunch.

Visa application, travel expenses, airport transfers, dinners, accommodation, insurance, and other personal expenses are catered by the participant

Certification

Participants will be issued with Skills for Africa Training Institute certificate upon completion of this course.

Airport Pickup and Accommodation

Airport pickup and accommodation is arranged upon request. For booking contact our Training Coordinator through Email: info@skillsforafrica.org, training@skillsforafrica.org Tel: +254 702 249 449

Terms of Payment: Unless otherwise agreed between the two parties’ payment of the course fee should be done 7 working days before commencement of the training.